Legal Documentation
Legal information, regulation and disclaimers
We pride ourselves on our commitment to transparency and honesty at all times. For both your own protection and confidence in our services, please read and familiarise yourself with the information provided in the documents below.
Should you have any questions or require further clarification, feel free to contact us directly and we’ll be happy to assist you.
Legal Documentation
Key Information Documents for SM Capital Markets Limited
- Key Information Document - CFDs on FX
- Key Information Document - CFDs on Indices
- Key Information Document - CFDs on Shares
- Key Information Document - CFDs on Commodities
- Key Information Document - CFDs on Energies
- Key Information Document - CFDs on Futures
- Key Information Document - CFDs on Cryptos
Business Terms and Policies of SM Capital Markets Limited
- Privacy Notice
- Risk Disclosure
- Order Execution Policy
- Free Provision of Services
- Conflicts of Interest Policy
- Complaints Handling Policy
- Client Categorisation Notice
- Investor Compensation Fund
- Cookie Policy
- Costs and Charges
Execution Quality Summary Statement and RTS 28
- Execution Quality Summary Statement for 2018
- RTS28 (2018)
- Execution Quality Summary Statement for 2019
- RTS28 (2019)
- Execution Quality Summary Statement for 2020
- RTS28 (2020)
- Execution Quality Summary Statement for 2021
- RTS28 (2021)
- Execution Quality Summary Statement & RTS 28 for 2022
- Execution Quality Summary Statement & RTS 28 for 2023
- Execution Quality Summary Statement & RTS 28 for 2024
Disclosure and Market Discipline Reports
- Disclosure and Market Discipline Report for 2024 (Solo)
- Disclosure and Market Discipline Report for 2023 (Consolidated)
- Disclosure and Market Discipline Report for 2023 (Solo)
- Disclosure and Market Discipline Report for 2022 (Consolidated)
- Disclosure and Market Discipline Report for 2022 (Solo)
- Disclosure and Market Discipline Report for 2021 (Solo)
- Disclosure and Market Discipline Report for 2021 (Solo & Consolidated)
- Disclosure and Market Discipline Report for 2020